Expertise 02 · Compliance & Regulatory

Compliance as a lasting framework, not a one-off exercise.

We audit, remediate and equip the compliance frameworks of asset managers, banks and insurers, until your teams can run them on their own.

What we do

Consultants who come from the business and work at the heart of your operations.

01GIPS standardsPolicies, composites and performance presentations, verification readiness.

02Sustainable finance and SFDRFund classification, ESG data, regulatory reporting and greenwashing prevention.

03DORA operational resilienceCompliance audit, remediation plan, management of critical ICT providers.

04FATCA and US taxation1042 reporting, QI status, reinforcement and outsourcing of US Tax teams.

05Corporate complianceSapin II anti-corruption, information security policy, security assurance plans, periodic controls.

Step 1Diagnose

Interviews, review of processes, tools and data. A quantified assessment shared with your teams.

Step 2Design

A realistic target model, priorities and a transformation plan that fits your constraints.

Step 3Deliver

Programme management, coordination of business teams and providers, testing, through to go-live.

Step 4Transfer

Operating procedures, training and handover, so your teams run the set-up on their own.

GIPS audit

Review of policies, composites and presentations before verification or a claim of compliance.

DORA audit

Gap analysis against the regulation, prioritised remediation and compliance plan.

A partner will reply to you personally within 48 hours.